JOHN THOMAS HUSS is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 1991 SUMMIT PARK DRIVE, ORLANDO, FL, 32810.
JOHN THOMAS HUSS has worked at CHARLES SCHWAB & CO., INC. since April 03, 1998
Disclosure History
JOHN THOMAS HUSS has 1 Disclosure Event(s).
Date: January 05, 2010 Category: Customer Dispute Allegations: CUSTOMER ALLEGES MISREPRESENTATION IN CONNECTION WITH THE PURCHASE OF THE SCHWAB YIELD PLUS FUND ON MARCH 31, 2005. Damage Amount Requested: $59,881.00 Settlement Amount: $11,565.00 Broker Comment: THE FIRM SETTLED THE COMPLAINT TO AVOID THE COST AND UNCERTAINTY OF LITIGATION, WITH NO ADMISSION OF WRONGDOING AND NO MONETARY CONTRIBUTION FROM THE REPRESENTATIVE. CUSTOMER COMPLAINT RECEIVED ON 01-13-2009 HAS EVOLVED INTO A FINRA ARBITRATION IN WHICH "REP" IS THE SUBJECT OF THE ARBITRATION.
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