JOHN KOJI IKEDA

JOHN KOJI IKEDA is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 1001 BISHOP ST STE 2815, HONOLULU, HI, 96813.

JOHN KOJI IKEDA has worked at CETERA ADVISOR NETWORKS LLC since April 10, 1989

Disclosure History

JOHN KOJI IKEDA has 1 Disclosure Event(s).

Date: October 17, 2015
Category: Customer Dispute
Allegations: Client alleges that their variable annuity performed poorly.
Broker Comment: Reason for complaint was claim of under performance of investment. This was based on the report of one quarterly (3 month period) statement. The investment had not lost any principal and was actually showing a positive balance. Also, the complainant failed to acknowledge other living benefits of the investment that added to long-term value of the investment. Based on the information and facts reviewed by compliance no issues regarding the investment were found and the complaint was dismissed

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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