JOHN RICHARD JACKSON is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 301 E COLORADO STE 400, PASADENA, CA, 91101.
JOHN RICHARD JACKSON has worked at CETERA ADVISOR NETWORKS LLC since April 10, 1989
Disclosure History
JOHN RICHARD JACKSON has 3 Disclosure Event(s).
Date: June 14, 2011 Category: Customer Dispute Allegations: CLIENT ALLEGES MARKET LOSS FROM MAY 2008 TO MAY 2009. Damage Amount Requested: $300,000.00 Settlement Amount: $52,000.00
Date: August 30, 2004 Category: Customer Dispute Allegations: CLIENT IS DISPLEASED WITH ALLMERICA FORCING ANNUITIZATION AT AGE 90 AND THEN CHARGING SURRENDER CHARGES TO WITHDRAW HIS CAPITAL Damage Amount Requested: $49,590.00 Settlement Amount: $9,900.00
Date: February 01, 1988 Category: Customer Dispute Allegations: [CUSTOMER] ALLEGED BREACH OF FIDUCIARY DUTY,FRAUD AND NEGLIGENCE, SEEKING DAMAGES IN EXCESS OF $89,500. Settlement Amount: $11,000.00 Broker Comment: CASE SETTLED FOR THE SUM OF $11,000. DISMISSED.I WAS NAMED IN THE ABOVE SUIT AS I WAS A DIRECTOROF AMERICAN PACIFIC PROPERTIES CORP. (APPC). APPC SYNDICATEDTWO PROPERTIES IN WHICH [CUSTOMER] INVESTED A TOTAL OF $32,000. I WAS ALSO NAMED, AS I WAS [CUSTOMER]`S REPRESENTATIVE. ONTHE EVENING PRIOR TO THIS CASE GOING TO TRIAL, [CUSTOMER]`SLEGAL COUNSEL CONTACTED MY ATTORNEY AND ADMITTED THAT THEY HADNO CASE. HE OFFERED TO SETTLE THE CASE FOR THE SUM OF$11,000.00 WHICH WERE HIS LEGAL FEES UP TO THAT DATE. MYCOUNSEL ENCOURAGED ME TO ACCEPT THIS OFFER, AS IT WOULD BECONSIDERABLY LESS THAT LITIGATION COSTS THAT WOULD PROVE MYINNOCENCE. ATTACHED ARE COPIES OF THE DOCUMENTATION THATSUPPORT THE ABOVE.
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