JOHN PAUL JAEGER is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 9 Ruel Road, Chebeague Island, ME, 04017.
JOHN PAUL JAEGER has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
JOHN PAUL JAEGER has 1 Disclosure Event(s).
Date: January 26, 2009 Category: Customer Dispute Allegations: CUSTOMER ALLEGES FINANCIAL ADVISOR REPRESENTED THAT AUCTION RATE SECURITIES WERE A LIQUID INVESTMENT. DAMAGES UNSPECIFIED. UNABLE TO CONCLUDE THAT DAMAGES ARE UNDER $5,000. Broker Comment: THE CLIENT HAD PURCHASED MANY AUCTION RATE SECURITIES ("ARS") OVER TIME AND WANTED TO REPLACE THEM AS THEY WERE REDEEMED. THE CLIENT HAD NO NEED FOR LIQUIDITY.
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