JOHN PATRICK JONAS is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 325 N Corporate Drive, Suite 120, Brookfield, WI, 53045.
JOHN PATRICK JONAS has worked at LPL FINANCIAL LLC since May 06, 2015
Disclosure History
JOHN PATRICK JONAS has 2 Disclosure Event(s).
Date: July 14, 2010 Category: Financial Type: Bankruptcy Disposition: Discharged
Date: February 19, 2009 Category: Customer Dispute Allegations: REGARDING THE 2004 PURCHASE OF A VARIABLE LIFE INSURANCE POLICY, THE CLIENT ALLEGED MISREPRESENTATION CONCERNING THE GUARENTEES & RISK. Broker Comment: THIS MATTER IS BEING REPORTED CONSISTENT WITH NASDR RULES PERTAINING TO THE REPORTING OF CERTAIN WRITTEN CUSTOMER COMPLAINTS. THE COMPANY BY THIS FILING MAKES NO ALLEGATIONS REGRDING THE ACTIONS OF THE REPRESENTATIVE
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