JOHN SCOTT JORDAN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1837 WILLIAM PENN WAY, LANCASTER, PA, 17601.
JOHN SCOTT JORDAN has worked at LPL FINANCIAL LLC since June 10, 2016
Disclosure History
JOHN SCOTT JORDAN has 3 Disclosure Event(s).
Date: September 01, 2010 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: June 01, 2009 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: December 18, 2007 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT PAS REGISTERED REPRESENTATIVE JOHN SCOTT JORDAN MISREPRESENTED THE APPLICABILITY OF SURRENDER CHARGES TO PLAN PARTICIPANTS IN THE EVENT PARTICIPANTS MUST ROLLOVER CONTRIBUTIONS TO AN IRA WHEN THE PLAN TERMINATES. CLIENT DID NOT SPECIFY DAMAGES BUT PAS GOOD FAITH ESTIMATE OF THE DAMAGES WOULD NOT BE LESS THAN $5,000. PAS REVIEW DETERMINED THAT RR DELIVERED ACCURATE INFORMATION TO HIS CUSTOMER, BUT CUSTOMER WAS MISINFORMED REGARDING HIS GUARDIAN ANNUITIES BY GUARDIAN. THE CUSTOMER WAS ASSURED OF THE CORRECT INFORMATION BY PAS COMPLIANCE, AND WITHDREW THE COMPLAINT. Damage Amount Requested: $5,000.00
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