JOHN THOMAS KASPEREK

JOHN THOMAS KASPEREK is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 4446 MAIN ST, STE 300, BUFFALO, NY, 14226.

JOHN THOMAS KASPEREK has worked at PFS INVESTMENTS INC. since July 24, 2012

Disclosure History

JOHN THOMAS KASPEREK has 1 Disclosure Event(s).

Date: September 15, 2008
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: N/A

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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