JOHN EDWARD KASZYCKI is currently employed as a Broker and/or Investment Adviser at SPENCER EDWARDS, INC. located at 6851 S HOLLY CIRCLE SUITE 200, SUITE 200, CENTENNIAL, CO, 80112.
JOHN EDWARD KASZYCKI has worked at SPENCER EDWARDS, INC. since April 28, 2005
Disclosure History
JOHN EDWARD KASZYCKI has 1 Disclosure Event(s).
Date: November 21, 2017 Category: Investigation Initiated By: Financial Industry Regulatory Authority Description of Investigation: FINRA's Department of Enforcement has made a preliminary determination to recommend bringing a disciplinary action against Mr. Kaszycki for alleged violations of FINRA Rule 2010. Investigation Nos. 20150433566 and 20160512091 Broker Comment: Mr. Kaszycki disagrees with the determination and intends to vigorously dispute the allegations.
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