JOHN JAY KERSEY

JOHN JAY KERSEY is currently employed as a Broker and/or Investment Adviser at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC located at 3805 EDWARDS ROAD, SUITE 200, CINCINNATI, OH, 45209.

JOHN JAY KERSEY has worked at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC since June 08, 2001

Disclosure History

JOHN JAY KERSEY has 1 Disclosure Event(s).

Date: November 11, 1999
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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