JOHN MARTIN KOSMICKI is currently employed as a Broker and/or Investment Adviser at QUESTAR CAPITAL CORPORATION located at 500 W 18TH ST, SUITE 200, CHEYENNE, WY, 82001.
JOHN MARTIN KOSMICKI has worked at QUESTAR CAPITAL CORPORATION since January 02, 2001
Disclosure History
JOHN MARTIN KOSMICKI has 3 Disclosure Event(s).
Date: November 03, 2015 Category: Customer Dispute Allegations: Client alleges that the former registered representative lost a good sum of money as a result of poor investment choices within their variable life insurance policy.
Date: June 06, 2011 Category: Customer Dispute Allegations: SECURITY NOT SUITABLE FOR TRANSACTION OF 5/24/05 Damage Amount Requested: $411,000.00 Broker Comment: CUSTOMER COMPLAINT HAS ESCALATED INTO AN ARBITRATION. ALL INFORMATION FOR SUITABILITY INCLUDING NET WORTH WAS PROVIDED BY THE CLIENT IN PERSON - CLIENT WAS ALREADY CONSIDERING A 1031 INTO A TIC. ARBITRATION PANEL DISMISSED ALL CLAIMS AGAINST RESPONDENT.
Date: November 02, 2006 Category: Customer Dispute Allegations: CUSTOMER WANTED TO BUY STOCK IN A LOCAL BANK THROUGH HER PERSHING IRA. SHE DID NOT COMPLETE THE SUBSCRIPTION NOR BUY SELL AGREEMENT FOR THE BANK. THEREFORE THERE WAS NO STOCK AVAILABLE FOR HER TO BUY.
More Information
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