JOHN MICHAEL KWASNIK

JOHN MICHAEL KWASNIK is currently employed as a Broker and/or Investment Adviser at BANKERS LIFE SECURITIES, INC. located at 8740 ORION PLACE SUITE 240, SUITE 240, Columbus, OH, 43240.

JOHN MICHAEL KWASNIK has worked at BANKERS LIFE SECURITIES, INC. since May 26, 2016

Disclosure History

JOHN MICHAEL KWASNIK has 1 Disclosure Event(s).

Date: October 05, 2015
Category: Customer Dispute
Allegations: Customers allege that investments recommended and sold to them were unsuitable and have resolved in losses in their accounts.
Damage Amount Requested: $61,000.00
Broker Comment: ProEquities and the representative denied the claims set forth in the customer's correspondence to the Firm received October 2015. The Firm sent a letter to the customers to deny their claims set forth in the letter on November 20, 2015. The complaint is being closed as this time as we have received no further correspondence from the customers to date.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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