JOHN KIEM LIONG KWEE is currently employed as a Broker and/or Investment Adviser at SAGEPOINT FINANCIAL, INC. located at 1001 BISHOP STREET, SUITE 2300, HONOLULU, HI, 96813.
JOHN KIEM LIONG KWEE has worked at SAGEPOINT FINANCIAL, INC. since December 01, 2014
Disclosure History
JOHN KIEM LIONG KWEE has 1 Disclosure Event(s).
Date: April 13, 2006 Category: Customer Dispute Allegations: CUSTOMER CLAIMS THAT THEY HAVE NOT SIGNED ANY PAPERS IN THE LAST YEAR AND ANY LETTERS WITH THEIR SIGNATURES ARE FORGERIES. Damage Amount Requested: $2,200.00 Settlement Amount: $1,753.11 Broker Comment: MR. KWEE DENIED FORGERY ALLEGATION. BANCWEST INVESTMENT SERVICES DETERMINED THERE WAS NO EVIDENCE SUPPORTING THE FORGERY ALLEGATION. BANCWEST INVESTMENT SERVICES REIMBURSED CUSTOMERS $1,753.11 FOR CDSC FEE AS A COURTESY.
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