JOHN CHARLES LALENA is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1010 NORTHERN BLVD, GREAT NECK, NY, 11021.
JOHN CHARLES LALENA has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since September 26, 1978
Disclosure History
JOHN CHARLES LALENA has 2 Disclosure Event(s).
Date: August 25, 2008 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES MISREPRESENTATION AND UNSUITABLE INVESTMENT RECOMMENDATIONS. Damage Amount Requested: $34,512.95 Settlement Amount: $14,999.00 08-04157
Date: November 11, 1993 Category: Customer Dispute Allegations: CLAIM OF UNSUITABILITY WITH RESPECT TO THEPURCHASES OF TWO LIMITED PARTNERSHIPS. DAMAGES OFAPPROXIMATELY $95,000 ARE ALLEGED. Damage Amount Requested: $95,000.00 Settlement Amount: $49,500.00 Broker Comment: CLAIM SETTLED FOR $49,500 TO AVOID THE EXPENSESAND UNCERTAINTIES OF AN ANTICIPATED LENGTHY ARBRATION.ALL CLAIMS OF WRONGDOING AND LIABILITY AND ALLCLAIMS FOR DAMAGES ARE DENIED.
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