JOHN THOMAS LIDDLE is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 400 CAPITOL MALL, SUITE 1900, SACRAMENTO, CA, 95814.
JOHN THOMAS LIDDLE has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
JOHN THOMAS LIDDLE has 1 Disclosure Event(s).
Date: December 05, 1997 Category: Customer Dispute Allegations: THE CLIENT ALLEGES THAT, IN ORDER TO RECEIVEA COMMISSION, THE BROKER MADE MISREPRESENTATIONS REGARDING THETRANSFER OF GOVERNMENT BONDS AND LIQUIDATED THE BONDS. ALLEGEDDAMAGES UNSPECIFIED. Broker Comment: THE CLIENT`S COMPLAINT WAS DENIED THERE WERE NOOPTIONS OR COMMODITIES INVOLVED. CONTACT: MIRIAM FINKEL (212)723-3051Not Provided
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