JOHN GERARD LINDQUIST

JOHN GERARD LINDQUIST is currently employed as a Broker and/or Investment Adviser at WORLD EQUITY GROUP, INC. located at 300 Cole Street, Austin, TX, 78737.

JOHN GERARD LINDQUIST has worked at WORLD EQUITY GROUP, INC. since February 27, 2014

Disclosure History

JOHN GERARD LINDQUIST has 2 Disclosure Event(s).

Date: August 23, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $45,322.45
Judgment/Lien Type: Civil

Date: May 30, 2003
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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