JOHN A. LOMBARDO

JOHN A. LOMBARDO is currently employed as a Broker and/or Investment Adviser at BBVA SECURITIES INC. located at 1490 Stone Point Drive, Roseville, CA, 95661.

JOHN A. LOMBARDO has worked at BBVA SECURITIES INC. since December 09, 2013

Disclosure History

JOHN A. LOMBARDO has 1 Disclosure Event(s).

Date: September 27, 2009
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: ECONOMIC DOWN TURN IN THE REAL ESTATE INDUSTRY, MY CAREER AT THE TIME, CAUSE ME TO SEEK FINANCIAL RELIEF.

Errors or Outdated Information?

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

OTHER BROKERS IN CA WITH DISCLOSURE EVENTS

To view the full report for JOHN A. LOMBARDO, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.

BrokerSearch Removal