JOHN THOMAS LUCAS

JOHN THOMAS LUCAS is currently employed as a Broker and/or Investment Adviser at LOMBARD SECURITIES INCORPORATED located at 68 HINTON COURT, SUITE 1, MARTINSBURG, WV, 25401.

JOHN THOMAS LUCAS has worked at LOMBARD SECURITIES INCORPORATED since September 11, 2007

Disclosure History

JOHN THOMAS LUCAS has 1 Disclosure Event(s).

Date: July 20, 2001
Category: Customer Dispute
Allegations: CLIENT ALLEGED THAT INVESTMENT IN PAINEWEBBER STRATEGY FUND-CLASS B WAS NOT SUITABLE. NO DAMAGES ARE SPECIFIED BUT ARE IN EXCESS OF $5,000.
Broker Comment: I DISAGREE WITH THE CUSTOMER'S ALLEGATIONS.

More Information

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