JOHN MARSON is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 150 E 42ND ST, 41ST & 42ND FLS, NEW YORK, NY, 10017.
JOHN MARSON has worked at WELLS FARGO CLEARING SERVICES, LLC since March 09, 2018
Disclosure History
JOHN MARSON has 2 Disclosure Event(s).
Date: September 15, 1995 Category: Employment Separation After Allegations Firm Name: MORGAN STANLEY Termination Type: Permitted to Resign Allegations: FAILURE TO FOLLOW REGISTRATION PROCEDURES. Broker Comment: I HAD NO FURTHER LEGAL OR REGULATORY ISSUES ARISE SINCE THE PREVIOUS INCIDENT 10+ YEARS AGO. I HAVE LEARNED FROM THIS INCIDENT AND FEEL IT HAS MADE ME A BETTER PERSON.
Date: April 01, 1986 Category: Criminal Charges: FELONY POCESSION OF A CONTROLLED SUBSTANCE - COCAINE; 1 COUNT; NON-INVESTMENT RELATED. FELONY SALE OF A CONTROLLED SUBSTANCE - COCAINE; 1 COUNT; NON-INVESTMENT RELATED. Charge Type: FELONY Disposition: CONVICTED OF MISDEMEANOR, AUGUST 1987 (APPROX), SENTENCED TO PROBATION, 3 YEARS PROBATION, STARTED APPROXIMATELY AUG 1987, NO FINE. Broker Comment: SINCE THE INITIAL INCIDENT 20+ YEARS AGO, I HAVE HAD NO ADDITIONAL ISSUES OR INCIDENTS RELATED TO ILLEGAL OR CONTROLLED SUBSTANCES. I HAVE LEARNED FROM MY MISTAKE AND BELIEVE IT HAS MADE ME A BETTER PERSON.
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