JOHN EDWARD MARTFELD is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 3401 SW 2ND STREET SUITE 101, BENTONVILLE, AR, 72712.

JOHN EDWARD MARTFELD has worked at LPL FINANCIAL LLC since March 08, 2013

Disclosure History

JOHN EDWARD MARTFELD has 2 Disclosure Event(s).

Date: August 02, 2013
Category: Customer Dispute
Damage Amount Requested: $5,000.00

Date: October 15, 2010
Category: Financial
Type: Bankruptcy
Disposition: Discharged

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JOHN EDWARD MARTFELD, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.