JOHN RICHARD MAY is currently employed as a Broker and/or Investment Adviser at LARA, MAY & ASSOCIATES, LLC located at 7600 LEESBURG PIKE, SUITE 120 EAST, FALLS CHURCH, VA, 22043.
JOHN RICHARD MAY has worked at LARA, MAY & ASSOCIATES, LLC since June 17, 2008
Disclosure History
JOHN RICHARD MAY has 1 Disclosure Event(s).
Date: November 03, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGES ON 9/18/08 MADE TRADE REQUEST TO REPS ASSISTANT (A NON REGISTERED PERSON) TO LIQUIDATE ACCOUNT HOLDINGS. SEEKING MARKET LOSS OF SECURITIES FROM 9/18/08 TO 10/31/08. Damage Amount Requested: $25,205.00 Broker Comment: THE TRADE INSTRUCTIONS WERE IMPROPERLY MADE TO A NON-REGISTERED INDIVIDUAL AND THE CLIENT WAS ADVISED SO AT THAT TIME. RECEIVING BROKER DID NOT PUT IN TRADE REQUEST AS REQUIRED BEFORE ACAT. THE ACCOUNT WAS IN ACAT STATUS. CLIENT DID NOT SEEK FURTHER ACTION. CASE CONSIDERED CLOSED
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