JOHN JOSEPH MAYERHOFER

JOHN JOSEPH MAYERHOFER is currently employed as a Broker and/or Investment Adviser at CENTAURUS FINANCIAL, INC. located at 12900 BROOKPARK ROAD, OAKLAND, CA, 94619.

JOHN JOSEPH MAYERHOFER has worked at CENTAURUS FINANCIAL, INC. since December 12, 2008

Disclosure History

JOHN JOSEPH MAYERHOFER has 1 Disclosure Event(s).

Date: December 16, 2008
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES MISREPRESENTATION AND FRAUD.
Damage Amount Requested: $932,921.00
Settlement Amount: $62,856.00
Broker Comment: THIS IS A CUSTOMER COMPLIANT AGAINST A FORMER REPRESENTATIVE OF THE BROKER DEALER. MR MAYERHOFER IS A REGISTERED REPRESENTATIVE OF THE BROKER DEALER. MR. MAYERHOFER HAS HAD NO DEALINGS WITH THE CLAIMANT, WAS NOT INVOLVED IN THE CIRCUMSTANCES GIVING RISE TO THIS ALLEGED CLAIM AND THERE ARE NO SPECIFIC ALLEGATIONS AGAINST HIM WHATSOEVER. THE CLAIMANT HAS OBVIOUSLY NAMED ME. MAYERHOFER IN THE COMPLAINT IMPROPERLY AND SOLELY FOR HARASSMENT PURPOSES. THE CLAIM IS UTTERLY MERITLESS AND MR. MAYERHOFER INTENDS TO DISPUTE IT VIGOROUSLY.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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