JOHN WILLIAM MCDERMOTT

JOHN WILLIAM MCDERMOTT is currently employed as a Broker and/or Investment Adviser at LASALLE ST SECURITIES, L.L.C. located at 940 N. INDUSTRIAL DR., ELMHURST, IL, 60126-1131.

JOHN WILLIAM MCDERMOTT has worked at LASALLE ST SECURITIES, L.L.C. since November 01, 1973

Disclosure History

JOHN WILLIAM MCDERMOTT has 2 Disclosure Event(s).

Date: December 07, 1994
Category: Regulatory
Initiated By: NH BUREAU OF SECURITIES
Allegations: JOHN W. MCDERMOTT, PRESIDENT OF LASALLE ST .SECURITIES, INC., WAS ISSUED AN ORDER OF SUMMARY SUSPENSION FORNOT POSTING A REPLACEMENT BOND FOR LICENSED BROKER-DEALERS,PURSUANT TO NH RSA 421-B:7.
Resolution: Order SanctionDetails:
Sanctions: Suspension Sanction Details: ORDER OF SUMMARY SUSPENSION

Date: November 01, 1966
Category: Criminal
Charges: NOVEMBER 1966 MISDEMEANOR CHANGE-SHOPLIFTING$5.00 ITEM
Disposition: NOVEMBER 1966, $25.00 FINE FOR SHOPLIFTING
Broker Comment: Not Provided

More Information

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