JOHN PATRICK MCMURRAY is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 10 PARK STREET, CONCORD, NH, 03301.
JOHN PATRICK MCMURRAY has worked at UBS FINANCIAL SERVICES INC. since November 19, 2008
Disclosure History
JOHN PATRICK MCMURRAY has 1 Disclosure Event(s).
Date: August 20, 2015 Category: Customer Dispute Allegations: Time Frame: May 2012 to April 2015The client alleges that the Indexed Life Insurance Policy was not suitable and that certain parts of the policy was not fully explained to him Damage Amount Requested: $33,700.00 Broker Comment: I believe that the allegations made by the client are unfounded. I recommended that we examine and review his existing policy with Transamerica to determine if there might be another policy with better benefits for the client. In helping to evaluate the client's policy, I engaged an experienced professional with over 23 years of experience to review this policy and to make suggestions regarding other policies for comparison. After a thorough review of illustrations and explanations with the client, the hired professional and myself, did the client decide to proceed with the application for the current policy which is the subject of this complaint. His decision to change his policy was made with all the facts and information to enhance his contract to meet his goals. He was given all the facts and willingly agreed to the changes. These allegations are false and are meritless.
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for JOHN PATRICK MCMURRAY, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.