JOHN MERA

JOHN MERA is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 99 ALMADEN BLVD #925, SAN JOSE, CA, 95113.

JOHN MERA has worked at LPL FINANCIAL LLC since May 26, 2006

Disclosure History

JOHN MERA has 1 Disclosure Event(s).

Date: December 05, 2005
Category: Customer Dispute
Allegations: CUSTOMER CLAIMS FINANCIAL ADVISOR MADE ALLEGEDLY UNSUITABLE INVESTMENTS IN SEPTEMBER 2005, RESULTING IN LOSSES IN HER ACCOUNT.
Damage Amount Requested: $65,000.00
Broker Comment: MR. MERA AND MORGAN STANLEY STRONGLY DENY ANY WRONGDOING. AFTER A FULL AND THOROUGH INVESTIGATION THIS COMPLAINT WAS FOUND TO BE WITHOUT MERIT AND WAS DENIED IN ITS ENTIRETY.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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