JOHN WILLIAM METZ is currently employed as a Broker and/or Investment Adviser at RBC CAPITAL MARKETS, LLC located at 1250 NW 128TH STREET, SUITE 200, CLIVE, IA, 50325-7474.
JOHN WILLIAM METZ has worked at RBC CAPITAL MARKETS, LLC since March 02, 1998
JOHN WILLIAM METZ has 2 Disclosure Event(s).
Date: August 04, 2017 Category: Customer Dispute Allegations: CUSTOMER SEEKS REIMBURSEMENT OF LOSSES REALIZED ON SALE OF MUNICIPAL BOND AS HE CONTENDS THAT HIS FINANCIAL ADVISOR DID NOT PROPERLY DISCLOSE INFORMATION ABOUT THE BONDS AT THE TIME OF PURCHASE. Damage Amount Requested: $7,557.50 Settlement Amount: $5,038.33 Broker Comment: The features and characteristics of the bond were discussed in advance of the customer's purchase.
Date: May 01, 1975 Category: Criminal Charges: MINOR MISDEMEANOR - CHARGE WAS SHOPLIFTING OFAN ITEM WORTH LESS THAN $1.00. Disposition: I PLEAD GUILTY AND WAS FINED $20.00 IN CITYTRAFFIC COURT. I WAS NOT FINGER PRINTED. THE ONLY RECORD OFTHIS VIOLATION IS WITH JOHNSON COUNTY, IA. CITY OF CORALVILLE. Broker Comment: I WAS A SOPHOMORE AT THE U OF IOWA. A COUPLE OFFRIENDS AND ME ENTERED THE STORE AT NIGHT WITH NO INTENTION OFTAKING ANYTHING. THERE WAS A WRAPPED PACK OF HAMBURGER ON THEFLOOR NEAR THE MEAT CASE. IT WAS WORTH 87 CENTS. I FIGURED THESTORE WOULD THROW IT AWAY. SO, I PUT IT IN MY POCKET. THE MGR.STOPPED ME AND CALLED POLICE. I WENT TO COURT AND PAID THEFINE. THIS WAS REPORTED ON THE U-4 FILED 9-83 WITH ALLIEDGROUP SECURITIES. I REGRET THIS MISTAKE.
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