JOHN LEIGHTON MITCHELL is currently employed as a Broker and/or Investment Adviser at TITAN SECURITIES located at 16775 ADDISON ROAD, SUITE 202, ADDISON, TX, 75001-0000.
JOHN LEIGHTON MITCHELL has worked at TITAN SECURITIES since February 16, 2016
Disclosure History
JOHN LEIGHTON MITCHELL has 4 Disclosure Event(s).
Date: April 02, 2010 Category: Customer Dispute Allegations: THE PLAINTIFFS ARE 13 LLC ENTITIES FORMED TO INVEST AS TIC OWNERS OF A SENIOR HOUSING AND RESIDENTIAL ASSISTED LIVING PRIVATE PLACEMENT. WHEN THE PRODUCT WAS STRUCTURED, INFORMATION RELATED TO THE CRIMINAL STATUS OF A PRINCIPAL WITH THE SPONSOR AREI WAS ALLEGEDLY OMITTED FROM THE PPM. PLAINTIFFS CHARGE THAT THE BROKER-DEALER EPLANNING, AND RR'S WHO SOLD THE INVESTMENT, KNEW OF THIS CRIMINAL INFORMATION AND DIDN'T PROVIDE DISCLOSURE TO INVESTORS. AS ONE OF THE SELLING BROKERS, SPECIFIC ALLEGATIONS AGAINST RR MITCHELL ARE CONSPIRACY TO COMMITT FRAUD, FRAUDULENT NONDISCLOSURE, BREACH OF FIDUCIARY DUTY AND NEGLIGENCE, AND JOINT & SEVERAL LIABILITY OF MANAGEMENT PRINCIPALS OR MATERIALLY AIDING PERSONNEL. RR MITCHELL HAS FILED A GENERAL DENIAL OF EACH AND EVERY ALLEGATION OF THE PLAINTIFF'S COMPLAINT. Damage Amount Requested: $2,650,000.00
Date: April 01, 2010 Category: Customer Dispute Allegations: THE PLAINTIFFS ARE 20 LLC ENTITIES FORMED TO INVEST AS TIC OWNERS OF A SENIOR HOUSING AND RESIDENTIAL ASSISTED LIVING PRIVATE PLACEMENT. WHEN THE PRODUCT WAS STRUCTURED, INFORMATION RELATED TO THE CRIMINAL STATUS OF A PRINCIPAL WITH THE SPONSOR AREI WAS ALLEGEDLY OMITTED FROM THE PPM. PLAINTIFFS CHARGE THAT THE BROKER-DEALER EPLANNING, AND RR'S WHO SOLD THE INVESTMENT, KNEW OF THIS CRIMINAL INFORMATION AND DIDN'T PROVIDE DISCLOSURE TO INVESTORS. AS ONE OF THE SELLING BROKERS, SPECIFIC ALLEGATIONS AGAINST RR MITCHELL ARE CONSPIRACY TO COMMIT FRAUD, FRAUDULENT NONDISCLOSURE, BREACH OF FIDUCIARY DUTY AND NEGLIGENCE, AND JOINT & SEVERAL LIABILITY OF MANAGEMENT PRINCIPALS OR MATERIALLY AIDING PERSONNEL. RR MITCHELL HAS FILED A GENERAL DENIAL OF EACH AND EVERY ALLEGATION OF THE PLAINTIFF'S COMPLAINT.
Date: January 21, 2010 Category: Customer Dispute Allegations: THE PLAINTIFFS ARE 31 LLC ENTITIES FORMED TO INVEST AS TIC OWNERS OF A SENIOR HOUSING AND RESIDENTIAL ASSISTED LIVING PRIVATE PLACEMENT. RR MITCHELL, WHILE WITH EPLANNING, BROKERED TWO TRANSACTIONS FOR TWO OF THE CLIENTS WHO INVESTED INTO THE TIC PROPERTY. WHEN THE PRODUCT WAS STRUCTURED, INFORMATION RELATED TO THE CRIMINAL STATUS OF A PRINCIPAL WITH THE SPONSOR AREI WAS OMITTED FROM THE PPM. PLAINTIFFS CHARGE THAT THE BROKER-DEALER EPLANNING, AND RR'S WHO SOLD THE INVESTMENT, KNEW OF THIS CRIMINAL INFORMATION AND DIDN'T PROVIDE DISCLOSURE TO INVESTORS. AS ONE OF THE SELLING BROKERS,SPECIFIC ALLEGATIONS AGAINST RR MITCHELL ARE FRAUD, FRAUDULENT NONDISCLOSURE, BREACH OF FIDUCIARY DUTY AND NEGLIGENCE, AND JOINT & SEVERAL LIABILITY OF MANAGEMENT PRINCIPALS OR MATERIALLY AIDING PERSONNEL. DAMAGES CLAIMED BY THE ALL OF THE PLAINTIFFS EXCEED $15 MILLION. RR MITCHELL HAS FILED A GENERAL DENIAL OF EACH AND EVERY ALLEGATION OF THE PLAINTIFF'S COMPLAINT. Damage Amount Requested: $4,800,000.00
Date: February 07, 1990 Category: Customer Dispute Allegations: THE COMPLAINT ALLEGED NINE CAUSES OF ACTION,INCLUDING VIOLATION OF FEDERAL SECURITIES LAWS AND TORTIOUSINTERFERENCE WITH CONTRACT, IN CONNECTION WITH THE PURCHASE AND SALE OF LIMITED PARTNERSHIP INTEREST IN S.S. MONTEREY LIMITED PARTNERSHIP. Settlement Amount: $60,000.00 Broker Comment: CASE SETTLED OUT OF COURT. DISMISSED WITH PREJUDICEWITH REGARD TO JOHN MITCHELL. SENTRA SECURITIES PAID THE ENTIRE AMOUNT OF $60,000.00 WHICH THEY ESTIMATED WOULD BE THE COST TO GO TO TRIAL.
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