JOHN EDMUND MORETTE is currently employed as a Broker and/or Investment Adviser at CALTON & ASSOCIATES, INC. located at 182 BARTON BLVD, ROCKLEDGE, FL, 32955.
JOHN EDMUND MORETTE has worked at CALTON & ASSOCIATES, INC. since January 02, 2014
Disclosure History
JOHN EDMUND MORETTE has 2 Disclosure Event(s).
Date: May 22, 2012 Category: Employment Separation After Allegations Firm Name: QUESTAR CAPITAL CORPORATION Termination Type: Discharged Allegations: REGISTERED REPRESENTATIVE WAS DISCHARGED FOR FAILURE TO COMPLY WITH THE FIRM'S POLICIES AND PROCEDURES ON COMMISSION SHARING AND REBATING OF COMMISSIONS WITH ANOTHER REGISTERED REPRESENTATIVE OF THE FIRM.
Date: May 30, 2007 Category: Judgment / Lien Judgment/Lien Amount: $398,789.43 Judgment/Lien Type: Tax Broker Comment: LIEN IS FOR PROPERTY IN BREVARD COUNTY, FL. I DO NOT HAVE ANY PROPERTY ANYWHERE. QUESTAR, MY BROKER DEALER AT THAT TIME ADVISED ME WHEN I CONTACTED THEM THAT IT WAS NOT A REPORTABLE INCIDENT AS I DID NOT HAVE PROPERTY IN BREVARD COUNTY. THIS IS WHY IT WAS NOT REPORTED ON MY U4.
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