JOHN FREDRICK MORGAN is currently employed as a Broker and/or Investment Adviser at PARKLAND SECURITIES, LLC located at 1635 43rd ST SO, SUITE 100, FARGO, ND, 58103.
JOHN FREDRICK MORGAN has worked at PARKLAND SECURITIES, LLC since November 01, 2005
Date: May 27, 2004 Category: Customer Dispute Allegations: ACCORDING TO PRUCO SECURITIES, THE CLIENT ALLEGES AN UNSUITABLE RECOMMENDATION REGARDING A REPLACEMENT AND BORROWING FROM AN EXISTING POLICY TO PAY PREMIUM ON A NEW POLICY. PRUCO ALLEGES IT CANNOT DETERMINE THE AMOUNT OF ALLEGED DAMAGES Settlement Amount: $625.94 Broker Comment: I WAS NOT INVOLVED WITH THE COMPLAINT ON THIS CASE.
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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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