JOHN MICHAEL MOTT

JOHN MICHAEL MOTT is currently employed as a Broker and/or Investment Adviser at J.W. COLE FINANCIAL, INC. located at 415 32ND STREET WEST, BRADENTON, FL, 34205.

JOHN MICHAEL MOTT has worked at J.W. COLE FINANCIAL, INC. since August 05, 2014

Disclosure History

JOHN MICHAEL MOTT has 1 Disclosure Event(s).

Date: August 04, 2003
Category: Customer Dispute
Allegations: CLIENT IS ALLEGING THAT SHE WAS CHARGED EXCESS FEES AND IS ALSO ALLEGING THAT SHE DID NOT RECEIVE STATEMENTS ON HER ACCOUNT. COMPENSATORY DAMAGES ARE NOT SPECIFIED

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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