JOHN THOMAS MOUGEY

JOHN THOMAS MOUGEY is currently employed as a Broker and/or Investment Adviser at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located at 200 E MORRIS AVE, HAMMOND, LA, 70403.

JOHN THOMAS MOUGEY has worked at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC since December 09, 2011

Disclosure History

JOHN THOMAS MOUGEY has 2 Disclosure Event(s).

Date: December 09, 2008
Category: Customer Dispute
Allegations: CLIENT CLAIMS FAILURE TO FOLLOW INSTRUCTIONS. (01/01/2008 - 12/08/2008)
Damage Amount Requested: $5,400.00

Date: December 03, 1971
Category: Criminal
Charges: POSSESSION OF MARIJUANA
Disposition: Dismissed

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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