JOHN DAMIAN PARK MULLIN is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 203 N MAIN ST, BEL AIR, MD, 21014.
JOHN DAMIAN PARK MULLIN has worked at CETERA INVESTMENT SERVICES LLC since April 29, 2016
Disclosure History
JOHN DAMIAN PARK MULLIN has 2 Disclosure Event(s).
Date: June 08, 2009 Category: Customer Dispute Allegations: CLIENT ALLEGED MISREPRESENTATION, TRADE DATE 2/4/2008 Damage Amount Requested: $62,314.49 Broker Comment: MATTER RESOLVED BY RESTORING INTERNET ACCESS TO ADDRESS CLIENT'S ACTUAL COMPLAINT REGARDING INABILITY TO VIEW ACCOUNT ONLINE.
Date: January 13, 2009 Category: Customer Dispute Allegations: CLIENT ALLEGED UNSUITABLE INVESTMENT. TRADE DATE 02/27/2006. Damage Amount Requested: $19,579.15 Settlement Amount: $9,750.00 Broker Comment: CLAIM SETTLED TO AVOID THE COSTS AND RISKS ASSOCIATED WITH LITIGATION/ARBITRATION.
More Information
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