JOHN PATRICK MURPHY is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 520 NEWPORT CENTER DR, STE 1700, NEWPORT BEACH, CA, 92660.
JOHN PATRICK MURPHY has worked at WELLS FARGO CLEARING SERVICES, LLC since September 04, 1990
Disclosure History
JOHN PATRICK MURPHY has 1 Disclosure Event(s).
Date: April 27, 1995 Category: Customer Dispute Allegations: CLIENT ALLEGES MISREPRESENTATIONS ANDUNSUITABLE INVESTMENTS IN VARIOUS AMERICAN ADJUSTABLE RATE TERMTRUST CLOSED END FUNDS. DAMAGES SOUGHT $97,500.00 Damage Amount Requested: $100,000.00 Settlement Amount: $22,500.00 Broker Comment: THE ARBITRATION PANEL RULED TO DISMISS ALLCLAIMS AGAINST JOHN P MURPHY IN THEIR ENTIRETY. PIPER JAFFRAY PAID $20,000.00 AND EVEREN PAID $2,500.00
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