JOHN THOMAS MYNATT is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 3811 BEDFORD AVENUE, STE 204, NASHVILLE, TN, 37215.
JOHN THOMAS MYNATT has worked at LPL FINANCIAL LLC since December 16, 1989
Disclosure History
JOHN THOMAS MYNATT has 5 Disclosure Event(s).
Date: July 12, 1988 Category: Regulatory Initiated By: GEORGIA Allegations: NOT PROVIDED Resolution: Order SanctionDetails: Sanctions: Revocation/Expulsion/Denial Sanction Details: ON AUGUST 15, 1988, JOHN THOMAS MYNATT WAS ISSUED AN ORDER OF DENIAL OF REGISTRATION IN GEORGIA. THE STATE OF GEORGIA ISSUED AN "ORDER OF DENIAL" REJECTING MYNATT'S APPLICATION FOR REGISTRATION. Broker Comment: ON 7/12/1988, COMMISSIONER OF SECURITIES FOR STATE OF GEORGIA PROPOSED TO ISSUE ORDER OF DENIAL OF REPRESENTATIVE'S APPLICATION FOR REGISTRATION DATED 6/1/1988. ORDER WAS ISSUED ON 8/15/1988.
Date: September 16, 1987 Category: Regulatory Initiated By: TENNESSEE Resolution: Consent Broker Comment: REPRESENTATIVE CONSENTED TO THE ENTRY OF THE ORDER ISSUED BY THE STATE OF TENNESSEE, ACCORDING TO WHICH HE WAS BARRED FROM REGISTRATION IN TENNESSEE AS AN AGENT FOR TWO YEARS AND AS AN INVESTMENT ADVISER FOR FIVE YEARS, EFFECTIVE MARCH 15, 1988. BY ENTERING INTO THE ORDER, REPRESENTATIVE DID NOT ADMIT TO THE STATE'S FINDINGS OF FACT OR CONCLUSIONS OF LAW, AND THE ORDER IS NOT TO BE CONSTRUED AS ANY SUCH ADMISSION.
Date: December 12, 1985 Category: Customer Dispute Allegations: PLAINTIFF CLAIMED THAT BROKER/DEALER AND INDIVIDUALS, INCLUDING THE REPRESENTATIVE, PARTICIPATED IN THE SALE OF UNREGISTERED SECURITIES TO HIM AND MADE MISREPRESENTATIONS REGARDING THOSE INVESTMENTS. REPRESENTATIVE DENIED THAT PLAINTIFF WAS A CUSTOMER OF HIS, DENIED THAT HE PARTICIPATED IN THE SALE OF THOSE INVESTMENTS, AND DENIED MAKE ANY MISREPRESENTATIONS TO THE PLAINTIFF. Damage Amount Requested: $80,000.00 Settlement Amount: $70,000.00 Broker Comment: THE REPRESENTATIVE CONTRIBUTED $1533.00 TO RESOLUTION OF THIS MATTER, WHICH HE PROVIDED AS NUISANCE VALUE ONLY AND WITHOUT ANY ADMISSION OF LIABILITY.
Date: October 24, 1985 Category: Customer Dispute Allegations: PLAINTIFF CLAIMED THAT IN 1982, BROKER/DEALER AND INDIVIDUALS, INCLUDING REPRESENTATIVE, MADE MISREPRESENTATIONS RE: THAT INVESTMENT AND THE VIABILITY OF THE PLAN FOR THE CATTLE-HERDING INVESTMENT. REPRESENTATIVE DENIED THAT THIS INDIVIDUAL WAS HIS CUSTOMER, AND FURTHER DENIED MAKING ANY MISREPRESENTATIONS. Damage Amount Requested: $1,566,597.17 Settlement Amount: $241,666.66 Broker Comment: THE REPRESENTATIVE CONTRIBUTED $5,000 TO THE GLOBAL RESOLUTION OF THIS MATTER AND THE BRITTAIN, ET. MATTER, WHICH HE PROVIDED AS NUISANCE VALUE ONLY AND WITHOUT ANY ADMISSION OF LIABILITY.
Date: February 05, 1985 Category: Customer Dispute Allegations: PLAINTIFFS (MEMBERS OF CLASS ACTION) CLAIMED THAT IN 1982 BROKER/DEALER AND INDIVIDUALS, INCLUDING REPRESENTATIVE, MADE MISREPRESENTATIONS RE: THE INVESTMENT AND THE VIABILITY OF THE PLAN FOR THE CATTLE-HERDING INVESTMENT. REPRESENTATIVE DENIED THAT THESE INDIVIDUALS WERE HIS CUSTOMERS, AND FURTHER DENIED MAKING ANY MISREPRESENTATIONS TO THEM. Damage Amount Requested: $3,983,659.00 Settlement Amount: $241,666.66 Broker Comment: THE REPRESENTATIVE CONTRIBUTED $5000.00 TO THE GLOBAL RESOLUTION OF THIS CLASS ACTION MATTER AND THE JOSEPH MATTER, WHICH HE PROVIDED AS NUISANCE VALUE ONLY AND WITHOUT ANY ADMISSION OF LIABILITY.
More Information
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