JOHN ROBERT NEUMANN is currently employed as a Broker and/or Investment Adviser at TRANSAMERICA FINANCIAL ADVISORS, INC located at 7421 SW BRIDGEPORT RD, SUITE H-225, PORTLAND, OR, 97224.
JOHN ROBERT NEUMANN has worked at TRANSAMERICA FINANCIAL ADVISORS, INC since January 06, 2012
Disclosure History
JOHN ROBERT NEUMANN has 1 Disclosure Event(s).
Date: November 11, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT THE VARIABLE ANNUITY CONTRACT PURCHASED ON 12/13/99 AND THE SUB-ACCOUNTS OF THE ANNUTIY WERE UNSUITABLE BASED ON THE CLIENT'S FINANCIAL CIRCUMSTANCES, AGE, AND INVESTMENT GOALS. Damage Amount Requested: $50,000.00 Settlement Amount: $45,000.00 Broker Comment: COMPLAINT SETTLED IN THE AMOUNT OF $45,000. REPRESENTATIVE AND CURRENT BROKER-DEALER JOINTLY LIABLE FOR $15,000 OF SETTLEMENT.
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