John Stephen Payne

John Stephen Payne is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 1116 A ALICE DRIVE, SUMTER, SC, 29150.

John Stephen Payne has worked at EDWARD JONES since August 09, 2017

Disclosure History

John Stephen Payne has 4 Disclosure Event(s).

Date: April 22, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: January 31, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: January 13, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: April 16, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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