JOHN MICHAEL PERRY

JOHN MICHAEL PERRY is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 121 SW MORRISON, SUITE 1800, PORTLAND, OR, 97204.

JOHN MICHAEL PERRY has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since February 28, 2017

Disclosure History

JOHN MICHAEL PERRY has 2 Disclosure Event(s).

Date: June 27, 2013
Category: Financial
Type: Compromise
Disposition: FORECLOSURE

Date: October 20, 2011
Category: Financial
Type: Compromise
Disposition: Direct Payment Procedure
Broker Comment: FLORIDA CONDO 2ND MORTGAGE COMPROMISE.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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