JOHN HILLIARD PETTEY is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 1100 RIDGEWAY LOOP ROAD, SUITE 600, MEMPHIS, TN, 38120.
JOHN HILLIARD PETTEY has worked at RAYMOND JAMES & ASSOCIATES, INC. since February 13, 2013
Disclosure History
JOHN HILLIARD PETTEY has 3 Disclosure Event(s).
Date: November 08, 2010 Category: Customer Dispute Allegations: CLAIM ALLEGES MISREPRESENTATION, UNSUITABILITY AND FAILURE TO FOLLOW INSTRUCTIONS WITH REGARD TO MUTUAL FUNDS IN 2006 AND 2007. Damage Amount Requested: $116,333.33 Settlement Amount: $75,000.00
Date: July 19, 2010 Category: Customer Dispute Allegations: CLAIM ALLEGES UNSUITABILITY WITH REGARD TO MUTUAL FUNDS PURCHASED IN 2006 AND 2007. Settlement Amount: $80,000.00
Date: June 19, 2009 Category: Customer Dispute Allegations: CLAIM ALLEGES UNSUITABILITY AND MISREPRESENTATION WITH REGARD TO MUTUAL FUNDS PURCHASED BETWEEN 10/05 AND 6/07. Damage Amount Requested: $197,662.00 Settlement Amount: $53,113.36
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