JOHN MATTHEW PIERCE

JOHN MATTHEW PIERCE is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 6000 Greenwood Plaza Blvd, Suite 100, Greenwood Village, CO, 80111.

JOHN MATTHEW PIERCE has worked at LPL FINANCIAL LLC since December 03, 2015

Disclosure History

JOHN MATTHEW PIERCE has 1 Disclosure Event(s).

Date: July 07, 2010
Category: Customer Dispute
Allegations: CUSTOMER CLAIMS HE WAS MISLEAD ABOUT THE INVESTMENT AND DID NOT REALIZE HIS MONEY WOULD BE IN THE STOCK MARKET OR THER COULD BE SURRENDER FEES FOR EARLY LIQUIDATION.

Errors or Outdated Information?

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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