JOHN ANTHONY PIERONI is currently employed as a Broker and/or Investment Adviser at CADARET, GRANT & CO., INC. located at SHERIDAN MEADOWS CORPORATE PARKWAY-NORTH, 6500 SHERIDAN DRIVE, SUITE 200, WILLIAMSVILLE, NY, 14221.

JOHN ANTHONY PIERONI has worked at CADARET, GRANT & CO., INC. since January 03, 2001

Disclosure History

JOHN ANTHONY PIERONI has 1 Disclosure Event(s).

Date: September 13, 2016
Category: Customer Dispute
Allegations: Customer unhappy with tax consequences incurred from withdrawal of funds from beneficiary IRA.
Settlement Amount: $51,600.00
Broker Comment: The advisor mistakenly advised the client that she had the ability to do a 60-day rollover of a withdrawal that she made from her Beneficiary IRA, which in turn caused the withdrawal to be taxable.

More Information

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