JOHN MICHAEL POLANSHEK is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 38 EASTWOOD DRIVE, SUITE 400, SOUTH BURLINGTON, VT, 05403.
JOHN MICHAEL POLANSHEK has worked at UBS FINANCIAL SERVICES INC. since December 19, 2008
Disclosure History
JOHN MICHAEL POLANSHEK has 3 Disclosure Event(s).
Date: February 06, 2009 Category: Customer Dispute Allegations: FL RESIDENT WROTE E-MAIL STATING THAT THEY WERE ASSURED BY THEIR FAS THAT THE MOST CONSERVATIVE PORTFOLIO AVALABLE FROM THE FRIM WAS IN PLACE. CLAIMS LOSSES OF $177,000 (04/28/2003-12/19/2008) Damage Amount Requested: $177,000.00
Date: May 24, 2000 Category: Customer Dispute Allegations: CUSTOMER ALLEGES SHE WAS MISLED ABOUT THE RATE OF RETURN ON HER ANNUITY AND THAT SHE WAS MISINFORMED ABOUT IT SINCE ITS INCEPTION. Damage Amount Requested: $162,000.00
Date: August 21, 1991 Category: Customer Dispute Allegations: CLAIMANT ALLEGES MR. POLANSHEK MADE ANUNSUITABLE RECOMMENDATION TO PURCHASE A CORPORATE BOND DUND.SHE SOUGHT $10,171 IN COMPENSAORY DAMAGES PLUS $25,000 INPUNITIVE DAMAGES. Damage Amount Requested: $10,171.00 Damages Granted: $2,188.50 Broker Comment: DECISION AWARD OF $2,188.50ALL ALLEGATIONS MADE BY [CUSTOMER] ARE DENIEDAND ARE TOTALLY WITHOUT MERIT. THE ARBITRATORS MADE A TOKENAWARD OF $2,188.50 WITHOUT ANY FINDING. THE FINANCIALCONSULTANT WAS NOT CHARGED.
More Information
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