JOHN TERRY POLLOCK is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 2 UNION SQ, CHATTANOOGA, TN, 37402.
JOHN TERRY POLLOCK has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since December 24, 1981
Disclosure History
JOHN TERRY POLLOCK has 1 Disclosure Event(s).
Date: July 09, 2002 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES THAT HE WAS PLACED ININVESTMENTS AFTER HE TOLD HIS FINANCIAL ADVISOR HE DID NOT WANT THE INVESTMENTS AND THAT HE WAS MISINFORMED THAT THERE WOULD BE NO BACK-END SALES CHARGES ASSOCIATED WITH HIS MUTUAL FUNDS. NO SPECIFIC DAMAGES ALLEGED. Broker Comment: MERRILL LYNCH AND THE FINANCIAL ADVISOR DENY THE ALLEGATIONS. THE ALLEGATIONS ARE PERFORMANCE DRIVEN.
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