JOHN PATRICK PRIEBE is currently employed as a Broker and/or Investment Adviser at PRINCIPAL SECURITIES, INC. located at 113 2ND ST NE, WASECA, MN, 56093.
JOHN PATRICK PRIEBE has worked at PRINCIPAL SECURITIES, INC. since August 23, 2001
Disclosure History
JOHN PATRICK PRIEBE has 3 Disclosure Event(s).
Date: July 06, 2017 Category: Customer Dispute Allegations: In addition to the Claimants' allegations against a third party firm and registered representative, claimants also allege Principal Securities, Inc. representative's recommendations were unsuitable and failed to allocate their portfolios correctly. Damage Amount Requested: $900,000.00
Date: April 04, 2011 Category: Customer Dispute Allegations: IRA INVESTMENT UNSUITABLE 4/21/06. Damage Amount Requested: $7,000.00
Date: March 17, 2011 Category: Customer Dispute Allegations: CLIENT ALLEGES SHE WAS UNSUITABLE AND REP FAILED TO MONITOR ACCOUNTS AND TRANSACTIONS
More Information
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