JOHN EDWARD RAINONE is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 2020 HIGHWAY A1A STE 104, INDIAN HARBOUR BEACH, FL, 32937-3581.
JOHN EDWARD RAINONE has worked at LPL FINANCIAL LLC since September 08, 2009
Disclosure History
JOHN EDWARD RAINONE has 3 Disclosure Event(s).
Date: October 30, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: August 15, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: March 08, 2002 Category: Customer Dispute Allegations: REGARDING THE 1987 PURCHASE OF VARIABLE APPRECIABLE LIFE INSURANCE POLICY THE CLIENT ALLEGED MISREPRESENTATION CONCERNING THE ABBREVIATED PAYMENT PLAN DAMAGES UNSPECIFIED Settlement Amount: $8,795.13 Broker Comment: THIS CONCERNS A POLICY IN THE CLASS OF POLICIES THAT WAS THE SUBJECT OF A NATIONWIDE CLASS ACTION SETTLEMENT IN WHICH THE COMPANY WAS RELEASE CONCERNING LIFE INSURANCE SALES PRACTICES. THE POLICY HOLDER DID NOT MAKE A TIMELY CLAIM IN THRE CLASS ACTION SETTLEMENT RE MEDIATION PLAN. THIS INQUIRY WAS RECEIVED ON A QUESTIONAIRE FORM SUPPLIED TO THE POLICYHOLDER BY THE COMPANY. THE COMPANY IS REVIEWING THIS WITHOUT WAIVER OF THE COMPANY RIGHTS UNDER THE CLASS ACTION SETTLEMENT AND RELEASE. THE COMPANY MAKES NO FINDINGS REGARDING THE ACTIONS OF THE REPRESENTATIVE.
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