JOHN EARLE REDFEARN is currently employed as a Broker and/or Investment Adviser at CAPE SECURITIES INC. located at 827 Fairways Court, Suite 202, Stockbridge, GA, 30281.
JOHN EARLE REDFEARN has worked at CAPE SECURITIES INC. since January 08, 2013
Disclosure History
JOHN EARLE REDFEARN has 2 Disclosure Event(s).
Date: November 30, 2014 Category: Financial Type: Compromise Disposition: Write Off Broker Comment: Commercial property(Aircraft) short sales and write off based on overall favorable recovery by lender.
Date: January 07, 2010 Category: Customer Dispute Allegations: DDP PRODUCTS FAILED IN 2008 (DBSI, PROVIDENT ROYALTY) DUE TO RECESSION RESULTING IN LOSS. BD WAS NAMED (SEVERAL BD'S NAMED) ALLEGING INSUFFICIENT DUE DILIGENCE. Damage Amount Requested: $525,000.00 Broker Comment: I WAS NOT NAMED AND EVIDENTLY MOST IMPORTANTLY, THE COMPLAINT AIMED AT MY FORMER BD (INSUFFICIENT DUE DILIGENCE) HAS BEEN INACTIVE FOR 2 YEARS. THE INACTIVITY IS PERMANENT BECAUSE MY FORMER BD (QA3) WENT BDW AND FILE FOR BANKRUPTCY AND NO LONGER EXISTS - SO THE DEEP POCKET AND NAMED TARGET NO LONGER EXISTS. BASED UPON (1) NOT BEING NAMED AND (2) THE COMPLAINT WAS FILED ON DEC 23, 2009 AND HAS BEEN INACTIVE SINCE FILES WHICH AS OF TODAY IS TWO YEARS OF INACTIVITY - I REQUEST THAT THE DISCLOSURE ON MY U4 BE ARCHIVED TO THE NON-PUBLIC ELEMENT OF MY U4.
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