JOHN RUSSELL REVEN

JOHN RUSSELL REVEN is currently employed as a Broker and/or Investment Adviser at CALTON & ASSOCIATES, INC. located at 1269 1ST STREET, SUITE 4, SARASOTA, FL, 34236.

JOHN RUSSELL REVEN has worked at CALTON & ASSOCIATES, INC. since May 24, 1989

Disclosure History

JOHN RUSSELL REVEN has 1 Disclosure Event(s).

Date: March 15, 2016
Category: Customer Dispute
Allegations: Complaint is regarding general loss in an investment account, specifically with regards to the product Cliffs Natural Resource Bonds, and misrepresentation of those bonds dates were between 03/05/2013 - 03/15/2016
Broker Comment: The customer purchased additional Cliffs bonds on an unsolicited basis, based on his independent research, and complained when they declined in value.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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