JOHN LOUIS ROBERTS

JOHN LOUIS ROBERTS is currently employed as a Broker and/or Investment Adviser at IFS SECURITIES located at 31 Bowling Dr., Unit H, Jackson, TN, 38305.

JOHN LOUIS ROBERTS has worked at IFS SECURITIES since January 12, 2015

Disclosure History

JOHN LOUIS ROBERTS has 2 Disclosure Event(s).

Date: May 31, 2007
Category: Employment Separation After Allegations
Firm Name: RAYMOND JAMES FINANCIAL SERVICES, INC.
Termination Type: Discharged
Allegations: DISCHARGED DUE TO NOT COMFORTABLE SUPERVISING DUE TO LETTER OF CAUTION RECEIVED FROM NASD REGARDING SUBMISSION OF INACCURATE INFORMATION ON VARIABLE ANNUITIES.

Date: September 26, 2006
Category: Employment Separation After Allegations
Firm Name: MORGAN KEEGAN & COMPANY, INC.
Termination Type: Discharged
Allegations: SUBMITTED INAPPROPRIATE AND INACCURATE ANNUITY APPLICATIONS

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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