JOHN EUGENE ROE

JOHN EUGENE ROE is currently employed as a Broker and/or Investment Adviser at COUNTRY CAPITAL MANAGEMENT COMPANY located at 820 E TERRA COTTA STE 236, CRYSTAL LAKE, IL, 60014.

JOHN EUGENE ROE has worked at COUNTRY CAPITAL MANAGEMENT COMPANY since November 09, 1998

Disclosure History

JOHN EUGENE ROE has 2 Disclosure Event(s).

Date: November 06, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $16,161.26
Judgment/Lien Type: Tax

Date: April 11, 2013
Category: Judgment / Lien
Judgment/Lien Amount: $57,862.01
Judgment/Lien Type: Tax
Broker Comment: THE BROKER/DEALER LEARNED OF THIS LIEN ON 5/7/2013

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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