JOHN STEVEN RUZZA

JOHN STEVEN RUZZA is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located at 2632 S 11th St, Kalamazoo, MI, 49009.

JOHN STEVEN RUZZA has worked at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. since August 20, 2009

JOHN STEVEN RUZZA is also currently employed as a Broker and/or Investment Adviser at KARDIA MIDWEST FAMILY WEALTH COUNSELING, LLC located at 2632 S. 11TH STREET, KALAMAZOO, MI, 49009 since January 01, 1970

JOHN STEVEN RUZZA is also currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 2632 S 11th St, Kalamazoo, MI, 49009 since January 01, 1970

Disclosure History

JOHN STEVEN RUZZA has 2 Disclosure Event(s).

Date: September 06, 2006
Category: Customer Dispute
Allegations: MISREPRESENTATION AND UNSUITABLE RECOMMENDATIONS IN INDIVIDUAL EQUITIES.
Damage Amount Requested: $31,000.00
Settlement Amount: $5,000.00

Date: March 02, 2004
Category: Customer Dispute
Allegations: ALLEGES APRIL 2001 PURCHASE OF ENRON STOCK WAS UNSUITABLE
Damage Amount Requested: $31,165.14

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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