JOHN PAUL SALVESEN

JOHN PAUL SALVESEN is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 333 RT. 25A, ROCKY POINT, NY, 11778.

JOHN PAUL SALVESEN has worked at PRUCO SECURITIES, LLC. since March 10, 1986

Disclosure History

JOHN PAUL SALVESEN has 1 Disclosure Event(s).

Date: December 23, 2013
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT THE REP DID NOT FULLY DISCLOSE ALL THE FACTS REGARDING GUARANTEES AND RISKS.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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