JOHN JOSEPH SEXTON is currently employed as a Broker and/or Investment Adviser at CENTAURUS FINANCIAL, INC. located at 12285 MARLOW AVENUE, TUSTIN, CA, 92782.
JOHN JOSEPH SEXTON has worked at CENTAURUS FINANCIAL, INC. since October 08, 1996
Disclosure History
JOHN JOSEPH SEXTON has 2 Disclosure Event(s).
Date: March 22, 1995 Category: Regulatory
Date: March 05, 1993 Category: Customer Dispute Allegations: BREACH OF FIDUCIARY DUTY - AIDING AND ABETTING FRAUD; BREACH OF CONTRACT; BREACH OF IMPLIED CONVENANT OF GOOD FAITH; FRAUD; NEGLIGENT MISREPRESENTATION; NEGLIGENT VIOLATION OF RIGHT TO PRIVACY; UNFAIR COMPETITION; VIOLATED RICO 1962(A-D); VIOLATIONS OF CORPORATION CODE 25400(D), 25401, 25501, 25504. THE COMPLAINT ALLEGED OVER $33,000,000 IN DAMAGES AGAINST NUMEROUS DEFENDANTS ARISING FROM THE SALE OF 4 LIMITED PARTNERSHIPS TO HUNDREDS OF INVESTORS. Damage Amount Requested: $3,360,586.00 Settlement Amount: $1,500,000.00 Broker Comment: THE COMPLAINT ALLEGED OVER $33,000,000 IN DAMAGES AGAINST NUMEROUS DEFENDANTS ARISING FROM THE SALE OF 4 LIMITED PARTNERSHIPS TO HUNDREDS OF INVESTORS. EMPLOYING FIRM, TITAN VALUE EQUITIES GROUP SETTLED THIS CASE FOR $1,500,000.00. I WAS NOT REQUIRED TO CONTRIBUTE TOWARD THE SETTLEMENT NOR WAS I DISMISSED OUT BEFORE SETTLEMENT.
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